An AFSL to guide your financial planning practice's journey.

ABOUT US

Finchley & Kent is a dynamic, full-service AFSL, free from legacy constraints, established to positively disrupt the financial services industry. We bring innovation, fresh ideas, and a unique approach to help advisers grow.

Founded by experienced industry professionals, Finchley & Kent combines a strong compliance focus with the tools needed to deliver timely and valuable financial advice. Our commitment to exceptional support and superior-quality services ensures we provide genuine value to both advisers and clients.

As one of Australia’s premier boutique dealer groups, we offer bespoke, professional solutions that empower our network of financial advisers to effectively manage risk and navigate the everyday challenges of running a successful financial planning practice.

WHY CHOOSE FINCHLEY & KENT?

At Finchley & Kent, we understand the challenges financial advisers face because we've been in your shoes. With decades of hands-on experience in the industry, we've built a dealer group designed to provide the support, expertise, and tools you need to thrive at every stage of your business growth.
“Business is all about relationships, how well you build them determines how well they build your business”.

OUR SERVICES

At Finchley & Kent, we recognise the growing demand for dealer groups that provide real, tangible value to financial advisers. We are dedicated to helping you stay ahead of the competition by offering a diverse range of services, ensuring robust, up-to-date compliance, and providing efficient systems designed to streamline your practice.
Our goal is to allow our advisers to leverage our capabilities to grow their own practices the way they have always wanted, while building their own brand and client base.

We provide outstanding support services for financial advisers that develop their advice offering with the aim to enable their clients to make sound decisions by balancing their needs and wants, and achieving their financial goals.

When you become a part of the Finchley & Kent network, you will gain access to our state-of-the-art technology solutions, full back-office support, financial expert advice, our professional compliance team, and all the resources necessary to run a successful financial planning practice.

Get in touch to find out more

REVIEWS & TESTIMONIALS

Products & Services

  • Well researched Approved Product List
  • Foundation SMA solutions
  • Access to competitive platform rate cards
  • Subscription to research providers

Compliance Guidance

  • Annual external compliance audits
  • Six initial pre-vets upon appointment
  • Comprehensive library of documents and templates

Professional Development & Events

  • Three professional development days annually
  • National conference every 18 months
  • Online training registration via Kaplan Ontrack (CPD)

Technology & Cybersecurity

  • CRM solutions of your choice depending on your business requirements
  • Access to Adviser Portal, which holds an array of tools and documents
  • Annual cybersecurity audits and improvement pathway

If You Need It...

  • Paraplanning Services
  • Approved offshore virtual administration partnership options available
  • Finchley & Kent Mortgages available for referral arrangements
  • Referral to competitively-priced marketing provider and website builder
  • Tripartite agreement with a leading bank to source lending for business purchases

Bi-Monthly Revenue Payments

  • Made on a mid and end of month cycle.

EXPERTISE

Our director has built a successful career as financial adviser, meaning he has been through the same challenges you’re experiencing today. This first-hand knowledge allows us to provide solutions that are both practical and effective.

FREEDOM

As a privately owned firm, we operate without institutional influence. This enables us to create an environment where we can offer conflict-free advice, ensuring our clients always receive unbiased, tailored recommendations.

COMPLIANT

The evolving regulatory landscape requires a robust, conflict-free compliance framework, and Finchley & Kent excels in this area. We provide the highest standard of compliance to ensure your business remains fully aligned with the latest regulations.

EXTENSIVE

Our comprehensive suite of services, products and platforms equips you with everything needed to deliver exceptional advice. We offer a wide range of options, ensuring you have the flexibility to meet the unique needs of each client.

EFFICIENT

We’re supporting cutting-edge platforms designed to streamline the advice process, reducing time, effort, and cost while enhancing the quality and efficiency of your service delivery.